← Directory
PACIFIC WEALTH STRATEGIES GROUP, INC.
CRD 144789File 801-68311
APPROVED
Retail clients
Custody
Filing as of Jul 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$253.2M
Below cohort median (national)
Discretionary AUM
$223.9M
Non-discretionary $29.3M
Clients
197
526 accounts
Employees
3
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 14, 2007
- Principal office
- 4141 STATE STREET, SUITE B11, SANTA BARBARA, CA, 93110
- Phone
- 805-966-7775
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $253.2M
- Discretionary AUM
- $223.9M
- Non-discretionary AUM
- $29.3M
- Discretionary accounts
- 425
- Non-discretionary accounts
- 101
- Total accounts
- 526
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $134K |
| Charitable organizations | Fewer than 5 | $27K |
| High net worth individuals | 89 | $194.6M |
| Pension and profit sharing plans | 12 | $25.9M |
| Individuals (other than high net worth individuals) | 93 | $32.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 206 | 197 | decreased by9 |
| Apr 1, 2026 | AUM | $217,701,513 | $253,189,504 | increased by$35,487,991 |
| Apr 1, 2026 | Accounts | 565 | 526 | decreased by39 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 154 | 206 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $137,251,837 | $217,701,513 | increased by$80,449,676 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 455 | 565 | increased by110 |
| Jul 1, 2022 | Employees | 7 | 3 | decreased by4 |
| Jul 1, 2022 | Clients | 295 | 154 | decreased by141 |
| Jul 1, 2022 | AUM | $337,245,127 | $137,251,837 | decreased by$199,993,290 |
| Jul 1, 2022 | Accounts | 604 | 455 | decreased by149 |
| Mar 1, 2022 | Clients | 271 | 295 | increased by24 |
| Mar 1, 2022 | AUM | $267,836,940 | $337,245,127 | increased by$69,408,187 |
| Mar 1, 2022 | Accounts | 531 | 604 | increased by73 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PACIFIC WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PACIFIC WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.