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PACIFIC WEALTH STRATEGIES GROUP, INC.
CRD 144789File 801-68311
APPROVED
Retail clients
Custody
Filing as of Jul 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$253.2M
Below cohort median (national)
Discretionary AUM
$223.9M
Non-discretionary $29.3M
Clients
197
526 accounts
Employees
3
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 14, 2007
- Principal office
- 4141 STATE STREET, SUITE B11, SANTA BARBARA, CA, 93110
- Phone
- 805-966-7775
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $253.2M
- Discretionary AUM
- $223.9M
- Non-discretionary AUM
- $29.3M
- Discretionary accounts
- 425
- Non-discretionary accounts
- 101
- Total accounts
- 526
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $134K |
| Charitable organizations | Fewer than 5 | $27K |
| High net worth individuals | 89 | $194.6M |
| Pension and profit sharing plans | 12 | $25.9M |
| Individuals (other than high net worth individuals) | 93 | $32.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.