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ALPHA FIDUCIARY
Legal name: ALPHA FIDUCIARY, INC.
CRD 144720File 801-68218
APPROVED
Retail clients
Custody
Filing as of Sep 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$114.0M
Bottom 25% of cohort (national)
Discretionary AUM
$114.0M
Clients
105
220 accounts
Employees
4
Bottom 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 2, 2007
- Principal office
- 6910 E. CHAUNCEY LANE, SUITE 205, PHOENIX, AZ, 85054
- Phone
- 480-505-4033
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $114.0M
- Discretionary AUM
- $114.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 220
- Non-discretionary accounts
- 0
- Total accounts
- 220
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $21.1M |
| High net worth individuals | 34 | $62.3M |
| Pooled investment vehicles | 13 | $20.7M |
| Individuals (other than high net worth individuals) | 57 | $9.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — THE FUND ALSO PAYS OPERATING EXPENSES TO US
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 114 | 105 | decreased by9 |
| Apr 1, 2026 | AUM | $109,084,624 | $113,992,108 | increased by$4,907,484 |
| Apr 1, 2026 | Accounts | 260 | 220 | decreased by40 |
| Jan 1, 2026 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 130 | 114 | decreased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $157,223,379 | $109,084,624 | decreased by$48,138,755 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 271 | 260 | decreased by11 |
| Apr 1, 2022 | Clients | 162 | 130 | decreased by32 |
| Apr 1, 2022 | AUM | $132,899,605 | $157,223,379 | increased by$24,323,774 |
| Apr 1, 2022 | Accounts | 282 | 271 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALPHA FIDUCIARY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALPHA FIDUCIARY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.