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TOP TIER CAPITAL PARTNERS, LLC
CRD 144546File 801-68178
APPROVED
Custody
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$7.27B
Top 10% of cohort (national)
Discretionary AUM
$6.74B
Non-discretionary $533.0M
Clients
43
43 accounts
Employees
41
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 20, 2007
- Principal office
- 650 CALIFORNIA STREET, SUITE 2200, SAN FRANCISCO, CA, 94108
- Phone
- 415-835-7500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $7.27B
- Discretionary AUM
- $6.74B
- Non-discretionary AUM
- $533.0M
- Discretionary accounts
- 36
- Non-discretionary accounts
- 7
- Total accounts
- 43
- AUM per client
- $169.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 43 | $7.27B |
| State or municipal government entities | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — REIMBURSEMENT OF COSTS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 47 | 41 | decreased by6 |
| Apr 1, 2026 | Clients | 42 | 43 | increased by1 |
| Apr 1, 2026 | AUM | $6,997,718,981 | $7,269,691,312 | increased by$271,972,331 |
| Apr 1, 2026 | Accounts | 42 | 43 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 37 | 47 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 33 | 42 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $8,129,560,193 | $6,997,718,981 | decreased by$1,131,841,212 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 33 | 42 | increased by9 |
| Apr 1, 2022 | Employees | 26 | 37 | increased by11 |
| Apr 1, 2022 | Clients | 32 | 33 | increased by1 |
| Apr 1, 2022 | AUM | $5,144,017,412 | $8,129,560,193 | increased by$2,985,542,781 |
| Apr 1, 2022 | Accounts | 32 | 33 | increased by1 |
| May 1, 2021 | Clients | 31 | 32 | increased by1 |
| May 1, 2021 | AUM | $5,143,267,412 | $5,144,017,412 | increased by$750,000 |
| May 1, 2021 | Accounts | 31 | 32 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TOP TIER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TOP TIER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.