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ARGOS WEALTH ADVISORS LLC
CRD 144481File 801-68097
APPROVED
Retail clients
Custody
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.04B
Above cohort median (national)
Discretionary AUM
$997.4M
Non-discretionary $41.5M
Clients
244
246 accounts
Employees
11
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 12, 2007
- Principal office
- Not reported
- Phone
- 707-633-9063
- Website
- HTTP://WWW.ARGOSWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.04B
- Discretionary AUM
- $997.4M
- Non-discretionary AUM
- $41.5M
- Discretionary accounts
- 148
- Non-discretionary accounts
- 98
- Total accounts
- 246
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 9 | $15.0M |
| High net worth individuals | 45 | $766.3M |
| Pooled investment vehicles | 1 | $32.1M |
| Pension and profit sharing plans | Fewer than 5 | $2.4M |
| Individuals (other than high net worth individuals) | 189 | $223.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 233 | 244 | increased by11 |
| Apr 1, 2026 | AUM | $897,177,631 | $1,038,974,470 | increased by$141,796,839 |
| Apr 1, 2026 | Accounts | 235 | 246 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 11 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 207 | 233 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $838,667,881 | $897,177,631 | increased by$58,509,750 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 204 | 235 | increased by31 |
| Apr 1, 2022 | Clients | 222 | 207 | decreased by15 |
| Apr 1, 2022 | AUM | $774,788,163 | $838,667,881 | increased by$63,879,718 |
| Apr 1, 2022 | Accounts | 224 | 204 | decreased by20 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ARGOS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ARGOS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.