WALSH & ASSOCIATES, LLC

CRD 144441File 801-77605

APPROVED

Retail clients

Custody

Filing as of Mar 10, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$827.7M

Above cohort median (national)

Discretionary AUM

$827.7M

Clients

1,324

2,571 accounts

Employees

Above cohort median in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Feb 19, 2013
Principal office: 2350 FRUITVILLE RD, SUITE 201, SARASOTA, FL, 34237
Phone: 941-952-1188
Website: https://www.linkedin.com/company/walsh-&-associates./

Assets & accounts

ADV Item 5F

Total regulatory AUM: $827.7M
Discretionary AUM: $827.7M
Non-discretionary AUM: $0
Discretionary accounts: 2,571
Non-discretionary accounts: 0
Total accounts: 2,571
AUM per client: $625K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$4.2M
Charitable organizations	Fewer than 5	$889K
High net worth individuals	487	$615.5M
Pension and profit sharing plans	9	$15.3M
Individuals (other than high net worth individuals)	820	$191.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.