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WALSH & ASSOCIATES, LLC
CRD 144441File 801-77605
APPROVED
Retail clients
Custody
Filing as of Mar 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$827.7M
Above cohort median (national)
Discretionary AUM
$827.7M
Clients
1,324
2,571 accounts
Employees
15
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Feb 19, 2013
- Principal office
- 2350 FRUITVILLE RD, SUITE 201, SARASOTA, FL, 34237
- Phone
- 941-952-1188
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $827.7M
- Discretionary AUM
- $827.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,571
- Non-discretionary accounts
- 0
- Total accounts
- 2,571
- AUM per client
- $625K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $4.2M |
| Charitable organizations | Fewer than 5 | $889K |
| High net worth individuals | 487 | $615.5M |
| Pension and profit sharing plans | 9 | $15.3M |
| Individuals (other than high net worth individuals) | 820 | $191.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,170 | 1,324 | increased by154 |
| Apr 1, 2026 | AUM | $660,187,718 | $827,707,540 | increased by$167,519,822 |
| Apr 1, 2026 | Accounts | 2,281 | 2,571 | increased by290 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 13 | 15 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 13 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,071 | 1,170 | increased by99 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $580,247,263 | $660,187,718 | increased by$79,940,455 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,927 | 2,281 | increased by354 |
| Apr 1, 2022 | Employees | 13 | 12 | decreased by1 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 959 | 1,071 | increased by112 |
| Apr 1, 2022 | AUM | $489,987,215 | $580,247,263 | increased by$90,260,048 |
| Apr 1, 2022 | Accounts | 1,695 | 1,927 | increased by232 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WALSH ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WALSH ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.