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GREEN ALPHA INVESTMENTS
Legal name: GREEN ALPHA ADVISORS, LLC
CRD 144413File 801-77535
APPROVED
Retail clients
Filing as of Jun 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$253.9M
Below cohort median (national)
Discretionary AUM
$208.1M
Non-discretionary $45.8M
Clients
164
269 accounts
Employees
4
Below cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 15, 2013
- Principal office
- 136 2ND AVENUE, UNIT D, NIWOT, CO, 80544
- Phone
- 303-993-7856
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $253.9M
- Discretionary AUM
- $208.1M
- Non-discretionary AUM
- $45.8M
- Discretionary accounts
- 249
- Non-discretionary accounts
- 20
- Total accounts
- 269
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $47.8M |
| Charitable organizations | Fewer than 5 | $8.0M |
| Other investment advisers | 28 | $65.2M |
| High net worth individuals | 45 | $119.6M |
| Individuals (other than high net worth individuals) | 85 | $13.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 149 | 164 | increased by15 |
| Apr 1, 2026 | AUM | $244,228,477 | $253,901,033 | increased by$9,672,556 |
| Apr 1, 2026 | Accounts | 298 | 269 | decreased by29 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 4 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 163 | 149 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $744,883,725 | $244,228,477 | decreased by$500,655,248 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 531 | 298 | decreased by233 |
| Apr 1, 2022 | Employees | 4 | 6 | increased by2 |
| Apr 1, 2022 | Clients | 156 | 163 | increased by7 |
| Apr 1, 2022 | AUM | $643,769,961 | $744,883,725 | increased by$101,113,764 |
| Apr 1, 2022 | Accounts | 404 | 531 | increased by127 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GREEN ALPHA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GREEN ALPHA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.