← Directory
CALDWELL ADVISORS, LLC
CRD 144408File 801-106730
APPROVED
Retail clients
Custody
Filing as of Apr 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$351.4M
Below cohort median (national)
Discretionary AUM
$344.2M
Non-discretionary $7.2M
Clients
499
1,016 accounts
Employees
8
Below cohort median in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 18, 2015
- Principal office
- 5210 MARYLAND WAY, STE 202, BRENTWOOD, TN, 37027
- Phone
- 615-370-8988
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $351.4M
- Discretionary AUM
- $344.2M
- Non-discretionary AUM
- $7.2M
- Discretionary accounts
- 1,004
- Non-discretionary accounts
- 12
- Total accounts
- 1,016
- AUM per client
- $704K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.0M |
| Charitable organizations | Fewer than 5 | $308K |
| High net worth individuals | 250 | $244.0M |
| Pension and profit sharing plans | Fewer than 5 | $155K |
| Individuals (other than high net worth individuals) | 249 | $97.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 506 | 499 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.