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ORCA INVESTMENT MANAGEMENT, LLC
CRD 144377File 801-68050
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$211.7M
Below cohort median (national)
Discretionary AUM
$202.5M
Non-discretionary $9.1M
Clients
364
557 accounts
Employees
7
Below cohort median in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 25, 2007
- Principal office
- 6 CENTERPOINTE DRIVE, SUITE 300, LAKE OSWEGO, OR, 97035
- Phone
- (503)582-9500
- Website
- HTTPS://ORCAIM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $211.7M
- Discretionary AUM
- $202.5M
- Non-discretionary AUM
- $9.1M
- Discretionary accounts
- 532
- Non-discretionary accounts
- 25
- Total accounts
- 557
- AUM per client
- $581K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $138K |
| Charitable organizations | 5 | $6.0M |
| High net worth individuals | 38 | $86.3M |
| Individuals (other than high net worth individuals) | 321 | $119.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — NEGOTIABLE PROJECT RELATED FEES
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 272 | 364 | increased by92 |
| Apr 1, 2026 | AUM | $183,418,412 | $211,654,859 | increased by$28,236,447 |
| Apr 1, 2026 | Accounts | 589 | 557 | decreased by32 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 279 | 272 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $172,863,396 | $183,418,412 | increased by$10,555,016 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 590 | 589 | decreased by1 |
| Apr 1, 2022 | Clients | 280 | 279 | decreased by1 |
| Apr 1, 2022 | AUM | $155,237,181 | $172,863,396 | increased by$17,626,215 |
| Apr 1, 2022 | Accounts | 575 | 590 | increased by15 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ORCA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ORCA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.