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AWM FINANCIAL SERVICES INC.
CRD 144351File 801-120940
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$320.6M
Below cohort median (national)
Discretionary AUM
$320.6M
Clients
209
2,700 accounts
Employees
19
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 23, 2021
- Principal office
- 9595 SIX PINES DRIVE, BUILDING 4 SUITE 4230, THE WOODLANDS, TX, 77380
- Phone
- 281-444-7555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $320.6M
- Discretionary AUM
- $320.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,700
- Non-discretionary accounts
- 0
- Total accounts
- 2,700
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.2M |
| Other investment advisers | 4 | $3.5M |
| High net worth individuals | 42 | $74.1M |
| Individuals (other than high net worth individuals) | 158 | $239.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — ADMINISTRATIVE AND TECHNOLOGY FEE
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.