COMMERCE STREET INVESTMENT MANAGEMENT

Legal name: COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD 144278File 801-68792

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$891.3M

Above cohort median (national)

Discretionary AUM

$300.6M

Non-discretionary $590.7M

Clients

64 accounts

Employees

Above cohort median in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Jan 22, 2008
Principal office: 1445 ROSS AVENUE, SUITE 2700, DALLAS, TX, 75202
Phone: 214-545-6800
Website: https://commercestreetholdings.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $891.3M
Discretionary AUM: $300.6M
Non-discretionary AUM: $590.7M
Discretionary accounts: 17
Non-discretionary accounts: 47
Total accounts: 64
AUM per client: $14.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	2	$22.8M
Charitable organizations	6	$186.2M
High net worth individuals	5	$3.1M
Pooled investment vehicles	2	$86.0M
Pension and profit sharing plans	47	$590.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — % OF ASSETS ON COMMITTED CAPITAL, % OF CLIENT INVESTABLE ASSETS
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for other
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: Yes
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	64	62
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.