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COMMERCE STREET INVESTMENT MANAGEMENT
Legal name: COMMERCE STREET INVESTMENT ADVISOR, LLC
CRD 144278File 801-68792
APPROVED
Retail clients
Custody
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$891.3M
Above cohort median (national)
Discretionary AUM
$300.6M
Non-discretionary $590.7M
Clients
62
64 accounts
Employees
14
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 22, 2008
- Principal office
- 1445 ROSS AVENUE, SUITE 2700, DALLAS, TX, 75202
- Phone
- 214-545-6800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $891.3M
- Discretionary AUM
- $300.6M
- Non-discretionary AUM
- $590.7M
- Discretionary accounts
- 17
- Non-discretionary accounts
- 47
- Total accounts
- 64
- AUM per client
- $14.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $22.8M |
| Charitable organizations | 6 | $186.2M |
| High net worth individuals | 5 | $3.1M |
| Pooled investment vehicles | 2 | $86.0M |
| Pension and profit sharing plans | 47 | $590.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF ASSETS ON COMMITTED CAPITAL, % OF CLIENT INVESTABLE ASSETS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 64 | 62 | decreased by2 |
| Apr 1, 2026 | Employees | 16 | 14 | decreased by2 |
| Apr 1, 2026 | Clients | 76 | 64 | decreased by12 |
| Apr 1, 2026 | AUM | $876,451,597 | $891,286,277 | increased by$14,834,680 |
| Apr 1, 2026 | Accounts | 76 | 64 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 16 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 65 | 76 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $608,553,183 | $876,451,597 | increased by$267,898,414 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 65 | 76 | increased by11 |
| Jul 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 58 | 65 | increased by7 |
| Apr 1, 2022 | AUM | $515,887,089 | $608,553,183 | increased by$92,666,094 |
| Apr 1, 2022 | Accounts | 58 | 65 | increased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMMERCE STREET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMMERCE STREET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.