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BARON FINANCIAL GROUP LLC
CRD 144234File 801-67989
APPROVED
Retail clients
Custody
Filing as of Jul 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$369.1M
Below cohort median (national)
Discretionary AUM
$364.1M
Non-discretionary $5.1M
Clients
315
905 accounts
Employees
9
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 14, 2007
- Principal office
- 16-00 ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410-2504
- Phone
- 201-791-6408
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $369.1M
- Discretionary AUM
- $364.1M
- Non-discretionary AUM
- $5.1M
- Discretionary accounts
- 902
- Non-discretionary accounts
- 3
- Total accounts
- 905
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 9 | $11.7M |
| High net worth individuals | 106 | $274.5M |
| Individuals (other than high net worth individuals) | 200 | $82.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.