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POWELL WEALTH
Legal name: POWELL FINANCIAL, INC.
CRD 144230File 801-88185
APPROVED
Retail clients
Custody
Filing as of Feb 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$229.2M
Below cohort median (national)
Discretionary AUM
$229.2M
Clients
108
272 accounts
Employees
3
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 28, 2015
- Principal office
- 17818 STATESVILLE RD, SUITE 221, CORNELIUS, NC, 28031
- Phone
- (704) 439-0027
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $229.2M
- Discretionary AUM
- $229.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 272
- Non-discretionary accounts
- 0
- Total accounts
- 272
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $872K |
| High net worth individuals | 43 | $210.5M |
| Individuals (other than high net worth individuals) | 55 | $17.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.