← Directory
WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC
CRD 144172File 801-108907
APPROVED
Retail clients
Disclosure events
Filing as of Mar 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$228.5M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $228.5M
Clients
110
331 accounts
Employees
3
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 23, 2017
- Principal office
- 14275 MIDWAY ROAD, SUITE 138, ADDISON, TX, 75001
- Phone
- 214-363-6920
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $228.5M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $228.5M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 331
- Total accounts
- 331
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 27 | $196.9M |
| Banking or thrift institutions | Fewer than 5 | $7.2M |
| Individuals (other than high net worth individuals) | 82 | $24.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.