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SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD 144069File 801-67988
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$303.9M
Below cohort median (national)
Discretionary AUM
$303.9M
Clients
378
891 accounts
Employees
15
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 8, 2007
- Principal office
- 100 BAYVIEW CIRCLE, SUITE 2200, NEWPORT BEACH, CA, 92660
- Phone
- (949) 261-7726
- Website
- https://statera-am.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $303.9M
- Discretionary AUM
- $303.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 891
- Non-discretionary accounts
- 0
- Total accounts
- 891
- AUM per client
- $804K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.7M |
| High net worth individuals | 90 | $204.6M |
| Pension and profit sharing plans | 12 | $14.5M |
| Individuals (other than high net worth individuals) | 276 | $82.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 357 | 378 | increased by21 |
| Apr 1, 2026 | AUM | $227,563,327 | $303,917,192 | increased by$76,353,865 |
| Apr 1, 2026 | Accounts | 807 | 891 | increased by84 |
| Mar 1, 2026 | Employees | 11 | 15 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 10 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 544 | 357 | decreased by187 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $230,427,780 | $227,563,327 | decreased by$2,864,453 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,250 | 807 | decreased by443 |
| Apr 1, 2022 | Employees | 19 | 18 | decreased by1 |
| Apr 1, 2022 | Clients | 601 | 544 | decreased by57 |
| Apr 1, 2022 | AUM | $237,173,733 | $230,427,780 | decreased by$6,745,953 |
| Apr 1, 2022 | Accounts | 1,340 | 1,250 | decreased by90 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SIGNATURE RESOURCES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SIGNATURE RESOURCES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.