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REGISTER FINANCIAL ADVISORS, LLC
CRD 143884File 801-81190
APPROVED
Retail clients
Disclosure events
Filing as of Jul 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$488.5M
Above cohort median (national)
Discretionary AUM
$394.6M
Non-discretionary $93.8M
Clients
433
850 accounts
Employees
15
Above cohort median in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 17, 2015
- Principal office
- 3500 LENOX ROAD, SUITE 1700, ATLANTA, GA, 30326
- Phone
- 404-364-2180
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $488.5M
- Discretionary AUM
- $394.6M
- Non-discretionary AUM
- $93.8M
- Discretionary accounts
- 687
- Non-discretionary accounts
- 163
- Total accounts
- 850
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.4M |
| High net worth individuals | 136 | $342.1M |
| Pension and profit sharing plans | Fewer than 5 | $7.8M |
| Individuals (other than high net worth individuals) | 297 | $131.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 19 | 15 | decreased by4 |
| Mar 1, 2026 | Clients | 406 | 433 | increased by27 |
| Mar 1, 2026 | AUM | $396,907,109 | $488,454,320 | increased by$91,547,211 |
| Mar 1, 2026 | Accounts | 835 | 850 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 19 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 263 | 406 | increased by143 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $201,087,570 | $396,907,109 | increased by$195,819,539 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 509 | 835 | increased by326 |
| Apr 1, 2022 | Employees | 24 | 15 | decreased by9 |
| Apr 1, 2022 | Clients | 220 | 263 | increased by43 |
| Apr 1, 2022 | AUM | $154,213,301 | $201,087,570 | increased by$46,874,269 |
| Apr 1, 2022 | Accounts | 451 | 509 | increased by58 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “REGISTER FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“REGISTER FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.