← Directory
WEALTH ASSET MANAGERS
Legal name: NELSON SECURITIES,INC.
CRD 14377File 801-41346
APPROVED
Retail clients
Filing as of Aug 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$321.9M
Below cohort median (national)
Discretionary AUM
$294.9M
Non-discretionary $27.0M
Clients
2,003
2,006 accounts
Employees
15
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 7, 1992
- Principal office
- 9718 N MORTON CT, SPOKANE, WA, 99218
- Phone
- 509-838-1313
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $321.9M
- Discretionary AUM
- $294.9M
- Non-discretionary AUM
- $27.0M
- Discretionary accounts
- 1,866
- Non-discretionary accounts
- 140
- Total accounts
- 2,006
- AUM per client
- $161K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $1.7M |
| Charitable organizations | Fewer than 5 | $358K |
| Pension and profit sharing plans | Fewer than 5 | $829K |
| Individuals (other than high net worth individuals) | 1,996 | $318.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.