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WEALTH ASSET MANAGERS
Legal name: NELSON SECURITIES,INC.
CRD 14377File 801-41346
APPROVED
Retail clients
Filing as of Sep 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$321.9M
Below cohort median (national)
Discretionary AUM
$294.9M
Non-discretionary $27.0M
Clients
2,003
2,006 accounts
Employees
15
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 7, 1992
- Principal office
- 7307 N. DIVISION ST., SUITE 220, SPOKANE, WA, 99208
- Phone
- 509-838-1313
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $321.9M
- Discretionary AUM
- $294.9M
- Non-discretionary AUM
- $27.0M
- Discretionary accounts
- 1,866
- Non-discretionary accounts
- 140
- Total accounts
- 2,006
- AUM per client
- $161K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $1.7M |
| Charitable organizations | Fewer than 5 | $358K |
| Pension and profit sharing plans | Fewer than 5 | $829K |
| Individuals (other than high net worth individuals) | 1,996 | $318.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Clients | 2,023 | 2,003 | decreased by20 |
| Aug 12, 2026 | AUM | $271,967,129 | $321,863,711 | increased by$49,896,582 |
| Aug 12, 2026 | Accounts | 2,026 | 2,006 | decreased by20 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 2,058 | 2,023 | decreased by35 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $242,493,984 | $271,967,129 | increased by$29,473,145 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,061 | 2,026 | decreased by35 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,022 | 2,058 | increased by36 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $185,825,249 | $242,493,984 | increased by$56,668,735 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,017 | 2,061 | increased by44 |
| Aug 1, 2022 | Clients | 1,984 | 2,022 | increased by38 |
| Aug 1, 2022 | AUM | $215,109,200 | $185,825,249 | decreased by$29,283,951 |
| Aug 1, 2022 | Accounts | 1,989 | 2,017 | increased by28 |
| Sep 1, 2021 | Clients | 1,870 | 1,984 | increased by114 |
| Sep 1, 2021 | AUM | $160,420,766 | $215,109,200 | increased by$54,688,434 |
| Sep 1, 2021 | Accounts | 1,875 | 1,989 | increased by114 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEALTH ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTH ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.