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CLINTON INVESTMENT MANAGEMENT, LLC
CRD 143599File 801-69342
APPROVED
Retail clients
Filing as of May 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.91B
Top 25% of cohort (national)
Discretionary AUM
$3.91B
Clients
2,146
2,146 accounts
Employees
14
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 26, 2008
- Principal office
- 333 LUDLOW STREET, SOUTH TOWER, 8TH FLOOR, STAMFORD, CT, 06902
- Phone
- (203) 276-6246
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.91B
- Discretionary AUM
- $3.91B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,146
- Non-discretionary accounts
- 0
- Total accounts
- 2,146
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $221.0M |
| Investment companies | 3 | $185.3M |
| High net worth individuals | 959 | $2.87B |
| Individuals (other than high net worth individuals) | 1,136 | $629.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.