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CLINTON INVESTMENT MANAGEMENT, LLC
CRD 143599File 801-69342
APPROVED
Retail clients
Filing as of May 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.91B
Top 25% of cohort (national)
Discretionary AUM
$3.91B
Clients
2,146
2,146 accounts
Employees
14
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 26, 2008
- Principal office
- 333 LUDLOW STREET, SOUTH TOWER, 8TH FLOOR, STAMFORD, CT, 06902
- Phone
- (203) 276-6246
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.91B
- Discretionary AUM
- $3.91B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,146
- Non-discretionary accounts
- 0
- Total accounts
- 2,146
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $221.0M |
| Investment companies | 3 | $185.3M |
| High net worth individuals | 959 | $2.87B |
| Individuals (other than high net worth individuals) | 1,136 | $629.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,846 | 2,146 | increased by300 |
| Apr 1, 2026 | AUM | $3,531,162,064 | $3,906,740,384 | increased by$375,578,320 |
| Apr 1, 2026 | Accounts | 1,846 | 2,146 | increased by300 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 14 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 520 | 1,846 | increased by1,326 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,404,443,319 | $3,531,162,064 | increased by$2,126,718,745 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 520 | 1,846 | increased by1,326 |
| Apr 1, 2022 | Employees | 7 | 8 | increased by1 |
| Apr 1, 2022 | Clients | 371 | 520 | increased by149 |
| Apr 1, 2022 | AUM | $1,048,410,962 | $1,404,443,319 | increased by$356,032,357 |
| Apr 1, 2022 | Accounts | 371 | 520 | increased by149 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLINTON INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLINTON INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.