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SMEAD CAPITAL MANAGEMENT, INC.
CRD 143567File 801-67839
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.52B
Top 25% of cohort (national)
Discretionary AUM
$5.36B
Non-discretionary $157.8M
Clients
62
185 accounts
Employees
18
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 26, 2007
- Principal office
- 2502 EAST CAMELBACK ROAD, SUITE 210, PHOENIX, AZ, 85016
- Phone
- 602-889-3660
- Website
- HTTP://WWW.SMEADCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.52B
- Discretionary AUM
- $5.36B
- Non-discretionary AUM
- $157.8M
- Discretionary accounts
- 62
- Non-discretionary accounts
- 123
- Total accounts
- 185
- AUM per client
- $89.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $456.8M |
| Investment companies | 2 | $4.45B |
| High net worth individuals | 49 | $43.2M |
| Pooled investment vehicles | 1 | $410.2M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Aug 17, 2026 | Clients | 185 | 62 | decreased by123 |
| Apr 1, 2026 | Employees | 19 | 18 | decreased by1 |
| Apr 1, 2026 | Clients | 131 | 185 | increased by54 |
| Apr 1, 2026 | AUM | $7,168,225,918 | $5,515,720,920 | decreased by$1,652,504,998 |
| Apr 1, 2026 | Accounts | 131 | 185 | increased by54 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 19 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 71 | 131 | increased by60 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,008,191,727 | $7,168,225,918 | increased by$3,160,034,191 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 71 | 131 | increased by60 |
| Apr 1, 2022 | Employees | 14 | 13 | decreased by1 |
| Apr 1, 2022 | Clients | 162 | 71 | decreased by91 |
| Apr 1, 2022 | AUM | $1,773,456,493 | $4,008,191,727 | increased by$2,234,735,234 |
| Apr 1, 2022 | Accounts | 162 | 71 | decreased by91 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMEAD CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMEAD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.