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FOCUS ADVISOR SOLUTIONS, LLC
CRD 143319File 801-67641
APPROVED
Retail clients
Custody
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$41.48B
Top 10% of cohort (national)
Discretionary AUM
$23.21B
Non-discretionary $18.27B
Clients
35,089
91,359 accounts
Employees
309
Top 10% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 1, 2007
- Principal office
- 190 CARONDELET PLAZA, SUITE 600, ST. LOUIS, MO, 63105
- Phone
- 314-725-0455
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $41.48B
- Discretionary AUM
- $23.21B
- Non-discretionary AUM
- $18.27B
- Discretionary accounts
- 42,909
- Non-discretionary accounts
- 48,450
- Total accounts
- 91,359
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 217 | $582.3M |
| Investment companies | 3 | $679K |
| Charitable organizations | 192 | $331.0M |
| Other investment advisers | 62 | $5.87B |
| High net worth individuals | 9,302 | $26.96B |
| Pension and profit sharing plans | 1,380 | $122.5M |
| Individuals (other than high net worth individuals) | 23,933 | $7.61B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FEE SHARING WITH INDEPENDENT REGISTERED INVESTMENT ADVISORS
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 35,101 | 35,089 | decreased by12 |
| Aug 12, 2026 | Clients | 34,702 | 35,101 | increased by399 |
| Aug 12, 2026 | AUM | $36,411,198,565 | $41,483,880,621 | increased by$5,072,682,056 |
| Aug 12, 2026 | Accounts | 88,314 | 91,359 | increased by3,045 |
| Apr 1, 2026 | Employees | 368 | 309 | decreased by59 |
| Apr 1, 2026 | Clients | 33,281 | 34,702 | increased by1,421 |
| Apr 1, 2026 | AUM | $32,238,330,999 | $36,411,198,565 | increased by$4,172,867,566 |
| Apr 1, 2026 | Accounts | 78,053 | 88,314 | increased by10,261 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 33,329 | 33,281 | decreased by48 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $29,861,795,147 | $32,238,330,999 | increased by$2,376,535,852 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 83,623 | 78,053 | decreased by5,570 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 526 | 368 | decreased by158 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 24,684 | 33,329 | increased by8,645 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $17,026,443,055 | $29,861,795,147 | increased by$12,835,352,092 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 55,765 | 83,623 | increased by27,858 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOCUS ADVISOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOCUS ADVISOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.