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PENNANTPARK INVESTMENT ADVISERS, LLC
CRD 143149File 801-67622
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.16B
Top 25% of cohort (national)
Discretionary AUM
$6.14B
Non-discretionary $17.6M
Clients
15
15 accounts
Employees
91
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 13, 2007
- Principal office
- 1691 MICHIGAN AVENUE, SUITE 500, MIAMI BEACH, FL, 33139
- Phone
- 212-905-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.16B
- Discretionary AUM
- $6.14B
- Non-discretionary AUM
- $17.6M
- Discretionary accounts
- 13
- Non-discretionary accounts
- 2
- Total accounts
- 15
- AUM per client
- $410.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | Not reported |
| Pooled investment vehicles | 12 | $2.15B |
| Business development companies | 2 | $4.01B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.