TRINITY CAPITAL MANAGEMENT, LLC

CRD 143097File 801-67581

APPROVED

Retail clients

Custody

Filing as of Apr 15, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$556.8M

Above cohort median (national)

Discretionary AUM

$556.3M

Non-discretionary $474K

Clients

393

954 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Feb 23, 2007
Principal office: 607 DE LA VISTA AVE., SANTA BARBARA, CA, 93103
Phone: 805-963-0500
Website: HTTPs://WWW.TRINITYCM.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $556.8M
Discretionary AUM: $556.3M
Non-discretionary AUM: $474K
Discretionary accounts: 933
Non-discretionary accounts: 21
Total accounts: 954
AUM per client: $1.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	3	$1.5M
Charitable organizations	8	$116.1M
High net worth individuals	172	$381.9M
Pension and profit sharing plans	6	$7.5M
Individuals (other than high net worth individuals)	204	$49.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.