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AMIDON & PETERSEN FINANCIALS, LLC
CRD 143079File 801-81020
APPROVED
Retail clients
Custody
Filing as of Jul 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$39.1M
Bottom 25% of cohort (national)
Discretionary AUM
$38.4M
Non-discretionary $687K
Clients
139
141 accounts
Employees
2
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 23, 2015
- Principal office
- 187 WOLF RD., SUITE 300, ALBANY, NY, 12207
- Phone
- 518-772-3684
- Website
- HTTP://WWW.APFINANCIALS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $39.1M
- Discretionary AUM
- $38.4M
- Non-discretionary AUM
- $687K
- Discretionary accounts
- 140
- Non-discretionary accounts
- 1
- Total accounts
- 141
- AUM per client
- $281K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $273K |
| High net worth individuals | 19 | $22.7M |
| Individuals (other than high net worth individuals) | 120 | $16.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — THIRD PARTY ADVISORY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 92 | 139 | increased by47 |
| Apr 1, 2026 | AUM | $36,564,937 | $39,066,667 | increased by$2,501,730 |
| Apr 1, 2026 | Accounts | 95 | 141 | increased by46 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 7 | 2 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 7 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 124 | 92 | decreased by32 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $40,434,833 | $36,564,937 | decreased by$3,869,896 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 367 | 95 | decreased by272 |
| Apr 1, 2022 | Clients | 129 | 124 | decreased by5 |
| Apr 1, 2022 | AUM | $37,561,732 | $40,434,833 | increased by$2,873,101 |
| Apr 1, 2022 | Accounts | 311 | 367 | increased by56 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AMIDON PETERSEN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AMIDON PETERSEN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.