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PACIFIC FINANCIAL GROUP, LLC
Legal name: PACIFIC FINANCIAL GROUP,LLC
CRD 143041File 801-68318
APPROVED
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.69B
Top 25% of cohort (national)
Discretionary AUM
$4.69B
Clients
17
17 accounts
Employees
20
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 27, 2007
- Principal office
- 900 20TH AVENUE SOUTH, SUITE 500, NASHVILLE, TN, 37212
- Phone
- 425-451-7722
- Website
- https://www.tpfg.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.69B
- Discretionary AUM
- $4.69B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 17
- Non-discretionary accounts
- 0
- Total accounts
- 17
- AUM per client
- $275.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 17 | $4.69B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 19 | 20 | increased by1 |
| Apr 1, 2026 | AUM | $3,759,819,330 | $4,686,109,588 | increased by$926,290,258 |
| Apr 1, 2026 | Accounts | 18 | 17 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 18 | 17 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 19 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 11 | 18 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,738,428,748 | $3,759,819,330 | increased by$1,021,390,582 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11 | 18 | increased by7 |
| Sep 1, 2022 | Employees | 14 | 13 | decreased by1 |
| Sep 1, 2022 | Clients | 12 | 11 | decreased by1 |
| Sep 1, 2022 | AUM | $2,601,837,830 | $2,738,428,748 | increased by$136,590,918 |
| Sep 1, 2022 | Accounts | 12 | 11 | decreased by1 |
| Apr 1, 2022 | Employees | 20 | 14 | decreased by6 |
| Apr 1, 2022 | Clients | 13 | 12 | decreased by1 |
| Apr 1, 2022 | AUM | $2,543,416,596 | $2,601,837,830 | increased by$58,421,234 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PACIFIC FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PACIFIC FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.