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BARNES PETTEY FINANCIAL ADVISORS, LLC
CRD 142944File 801-67555
APPROVED
Retail clients
Custody
Filing as of Aug 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.31B
Above cohort median (national)
Discretionary AUM
$1.24B
Non-discretionary $71.2M
Clients
3,112
3,303 accounts
Employees
13
Top 25% of cohort in MS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 3, 2007
- Principal office
- 252 SUNFLOWER AVENUE, CLARKSDALE, MS, 38614
- Phone
- 662-627-2225
- Website
- HTTP://WWW.BARNESPETTEY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.31B
- Discretionary AUM
- $1.24B
- Non-discretionary AUM
- $71.2M
- Discretionary accounts
- 3,021
- Non-discretionary accounts
- 282
- Total accounts
- 3,303
- AUM per client
- $421K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 53 | $31.0M |
| Charitable organizations | 18 | $41.5M |
| High net worth individuals | 945 | $666.7M |
| Pension and profit sharing plans | 17 | $33.3M |
| Individuals (other than high net worth individuals) | 2,079 | $321.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — I.E. PERCENTAGE OF ASSETS IN 401K PLANS/THIRD PARTY ADVISER FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 3,303 | 3,112 | decreased by191 |
| Apr 1, 2026 | Employees | 15 | 13 | decreased by2 |
| Apr 1, 2026 | Clients | 2,310 | 3,303 | increased by993 |
| Apr 1, 2026 | AUM | $1,123,122,793 | $1,310,474,780 | increased by$187,351,987 |
| Apr 1, 2026 | Accounts | 2,720 | 3,303 | increased by583 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 14 | 15 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 14 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,311 | 2,310 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,208,129,477 | $1,123,122,793 | decreased by$85,006,684 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,743 | 2,720 | decreased by23 |
| Oct 1, 2022 | Employees | 16 | 18 | increased by2 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 2,116 | 2,311 | increased by195 |
| Apr 1, 2022 | AUM | $1,071,744,484 | $1,208,129,477 | increased by$136,384,993 |
| Apr 1, 2022 | Accounts | 2,532 | 2,743 | increased by211 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BARNES PETTEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BARNES PETTEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.