← Directory
PINNACLE INVESTMENTS, LLC
CRD 142910File 801-67860
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.29B
Above cohort median (national)
Discretionary AUM
$1.28B
Non-discretionary $16.3M
Clients
3,143
3,143 accounts
Employees
60
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 18, 2007
- Principal office
- 5845 WIDEWATERS PKWY, STE 300, EAST SYRACUSE, NY, 13057
- Phone
- 315-251-1101
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.29B
- Discretionary AUM
- $1.28B
- Non-discretionary AUM
- $16.3M
- Discretionary accounts
- 3,107
- Non-discretionary accounts
- 36
- Total accounts
- 3,143
- AUM per client
- $412K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $17.6M |
| High net worth individuals | 8 | $112.7M |
| Individuals (other than high net worth individuals) | 3,133 | $1.16B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — EDUCATIONAL WORKSHOPS
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C5
- Q11D1
- Q11E2
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.