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PINNACLE INVESTMENTS, LLC
CRD 142910File 801-67860
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.29B
Above cohort median (national)
Discretionary AUM
$1.28B
Non-discretionary $16.3M
Clients
3,143
3,143 accounts
Employees
60
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 18, 2007
- Principal office
- 5845 WIDEWATERS PKWY, STE 300, EAST SYRACUSE, NY, 13057
- Phone
- 315-251-1101
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.29B
- Discretionary AUM
- $1.28B
- Non-discretionary AUM
- $16.3M
- Discretionary accounts
- 3,107
- Non-discretionary accounts
- 36
- Total accounts
- 3,143
- AUM per client
- $412K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $17.6M |
| High net worth individuals | 8 | $112.7M |
| Individuals (other than high net worth individuals) | 3,133 | $1.16B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — EDUCATIONAL WORKSHOPS
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C5
- Q11D1
- Q11E2
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,961 | 3,143 | increased by1,182 |
| Apr 1, 2026 | AUM | $1,056,507,711 | $1,293,553,606 | increased by$237,045,895 |
| Apr 1, 2026 | Accounts | 2,860 | 3,143 | increased by283 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 51 | 60 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,438 | 1,961 | decreased by477 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $877,530,956 | $1,056,507,711 | increased by$178,976,755 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,438 | 2,860 | increased by422 |
| Apr 1, 2022 | Clients | 2,059 | 2,438 | increased by379 |
| Apr 1, 2022 | AUM | $814,708,990 | $877,530,956 | increased by$62,821,966 |
| Apr 1, 2022 | Accounts | 2,059 | 2,438 | increased by379 |
| May 1, 2021 | AUM | $814,709,000 | $814,708,990 | decreased by$10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PINNACLE INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PINNACLE INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.