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CIRCLE WEALTH MANAGEMENT, LLC
CRD 142878File 801-67841
APPROVED
Retail clients
Custody
Filing as of Apr 8, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$14.07B
Top 10% of cohort (national)
Discretionary AUM
$9.48B
Non-discretionary $4.59B
Clients
380
1,138 accounts
Employees
23
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 24, 2007
- Principal office
- 47 MAPLE STREET, SUITE 201, SUMMIT, NJ, 07901
- Phone
- 908-206-1306
- Website
- HTTPS://WWW.CIRCLEWM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.07B
- Discretionary AUM
- $9.48B
- Non-discretionary AUM
- $4.59B
- Discretionary accounts
- 776
- Non-discretionary accounts
- 362
- Total accounts
- 1,138
- AUM per client
- $37.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.0M |
| Charitable organizations | 31 | $1.01B |
| High net worth individuals | 349 | $13.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.