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CIRCLE WEALTH MANAGEMENT, LLC
CRD 142878File 801-67841
APPROVED
Retail clients
Custody
Filing as of Apr 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$14.07B
Top 10% of cohort (national)
Discretionary AUM
$9.48B
Non-discretionary $4.59B
Clients
380
1,138 accounts
Employees
23
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 24, 2007
- Principal office
- 47 MAPLE STREET, SUITE 201, SUMMIT, NJ, 07901
- Phone
- 908-206-1306
- Website
- HTTPS://WWW.CIRCLEWM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.07B
- Discretionary AUM
- $9.48B
- Non-discretionary AUM
- $4.59B
- Discretionary accounts
- 776
- Non-discretionary accounts
- 362
- Total accounts
- 1,138
- AUM per client
- $37.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.0M |
| Charitable organizations | 31 | $1.01B |
| High net worth individuals | 349 | $13.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 19 | 23 | increased by4 |
| Apr 1, 2026 | Clients | 349 | 380 | increased by31 |
| Apr 1, 2026 | AUM | $12,479,780,365 | $14,066,392,093 | increased by$1,586,611,728 |
| Apr 1, 2026 | Accounts | 1,040 | 1,138 | increased by98 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 19 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 120 | 349 | increased by229 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,420,602,235 | $12,479,780,365 | increased by$9,059,178,130 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,178 | 1,040 | decreased by138 |
| Apr 1, 2022 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2022 | Clients | 112 | 120 | increased by8 |
| Apr 1, 2022 | AUM | $2,771,148,919 | $3,420,602,235 | increased by$649,453,316 |
| Apr 1, 2022 | Accounts | 1,017 | 1,178 | increased by161 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CIRCLE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CIRCLE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.