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GREENWICH WEALTH MANAGEMENT, LLC
Legal name: GREENWICH WEALTH MANAGEMENT LLC
CRD 142820File 801-68897
APPROVED
Retail clients
Disclosure events
Filing as of Jul 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.52B
Top 25% of cohort (national)
Discretionary AUM
$2.88B
Non-discretionary $634.4M
Clients
625
625 accounts
Employees
13
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 20, 2008
- Principal office
- 45 EAST PUTNAM AVENUE, SUITE 128, GREENWICH, CT, 06830
- Phone
- 203-618-0100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.52B
- Discretionary AUM
- $2.88B
- Non-discretionary AUM
- $634.4M
- Discretionary accounts
- 617
- Non-discretionary accounts
- 8
- Total accounts
- 625
- AUM per client
- $5.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $1.16B |
| Charitable organizations | 10 | $73.3M |
| High net worth individuals | 491 | $2.23B |
| Pension and profit sharing plans | 6 | $35.5M |
| Individuals (other than high net worth individuals) | 98 | $16.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 491 | 625 | increased by134 |
| Apr 1, 2026 | AUM | $2,710,651,273 | $3,518,612,898 | increased by$807,961,625 |
| Apr 1, 2026 | Accounts | 495 | 625 | increased by130 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 332 | 491 | increased by159 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,482,104,477 | $2,710,651,273 | increased by$228,546,796 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 332 | 495 | increased by163 |
| Apr 1, 2022 | Employees | 8 | 11 | increased by3 |
| Apr 1, 2022 | Clients | 302 | 332 | increased by30 |
| Apr 1, 2022 | AUM | $2,197,148,626 | $2,482,104,477 | increased by$284,955,851 |
| Apr 1, 2022 | Accounts | 302 | 332 | increased by30 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GREENWICH WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GREENWICH WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.