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SHELTER ROCK MANAGEMENT, LLC
CRD 142739File 801-77651
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$232.0M
Below cohort median (national)
Discretionary AUM
$171.2M
Non-discretionary $60.8M
Clients
142
286 accounts
Employees
6
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 19, 2013
- Principal office
- 375 NORTH BROADWAY, SUITE 207, JERICHO, NY, 11753
- Phone
- 516-605-2215
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $232.0M
- Discretionary AUM
- $171.2M
- Non-discretionary AUM
- $60.8M
- Discretionary accounts
- 278
- Non-discretionary accounts
- 8
- Total accounts
- 286
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $60.8M |
| High net worth individuals | 91 | $146.8M |
| Pension and profit sharing plans | 1 | $3.7M |
| Individuals (other than high net worth individuals) | 42 | $20.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.