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TAYLOR FRIGON CAPITAL MANAGEMENT LLC
CRD 142617File 801-67498
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$232.6M
Below cohort median (national)
Discretionary AUM
$228.3M
Non-discretionary $4.3M
Clients
121
471 accounts
Employees
11
Below cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 5, 2007
- Principal office
- 18835 N. THOMPSON PEAK PKWY, SUITE C-200, SCOTTSDALE, AZ, 85255
- Phone
- 805-226-0280
- Website
- HTTP://WWW.TAYLORFRIGON.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $232.6M
- Discretionary AUM
- $228.3M
- Non-discretionary AUM
- $4.3M
- Discretionary accounts
- 448
- Non-discretionary accounts
- 23
- Total accounts
- 471
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $579K |
| Investment companies | 1 | $32.6M |
| Charitable organizations | 10 | $56K |
| High net worth individuals | 98 | $60.1M |
| Pooled investment vehicles | 2 | $114.9M |
| Pension and profit sharing plans | 7 | $24.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 154 | 121 | decreased by33 |
| Apr 1, 2026 | AUM | $299,107,801 | $232,628,086 | decreased by$66,479,715 |
| Apr 1, 2026 | Accounts | 493 | 471 | decreased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 11 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 131 | 154 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $419,055,483 | $299,107,801 | decreased by$119,947,682 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 133 | 493 | increased by360 |
| Apr 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Clients | 135 | 131 | decreased by4 |
| Apr 1, 2022 | AUM | $377,930,074 | $419,055,483 | increased by$41,125,409 |
| Apr 1, 2022 | Accounts | 137 | 133 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TAYLOR FRIGON” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TAYLOR FRIGON” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.