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J.C. FLOWERS & CO. LLC

CRD 142529File 801-69842
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.01B
Top 25% of cohort (national)
Discretionary AUM
$5.64B
Non-discretionary $368.6M
Clients
22
22 accounts
Employees
38
Top 25% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Jan 8, 2009
Principal office
1301 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10019
Phone
212-404-6800

Assets & accounts

ADV Item 5F
Total regulatory AUM
$6.01B
Discretionary AUM
$5.64B
Non-discretionary AUM
$368.6M
Discretionary accounts
21
Non-discretionary accounts
1
Total accounts
22
AUM per client
$273.2M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles22$6.01B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Other
  • Other (described) — INVESTMENT-RELATED FEES
  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees3238increased by6
Apr 1, 2026Clients2322decreased by1
Apr 1, 2026AUM$4,401,100,000$6,010,069,000increased by$1,608,969,000
Apr 1, 2026Accounts2322decreased by1
May 1, 2025
vs Oct 1, 2022
Employees3432decreased by2
May 1, 2025
vs Oct 1, 2022
Clients2823decreased by5
May 1, 2025
vs Oct 1, 2022
AUM$4,930,143,000$4,401,100,000decreased by$529,043,000
May 1, 2025
vs Oct 1, 2022
Accounts3023decreased by7
Apr 1, 2022Employees3634decreased by2
Apr 1, 2022Clients3028decreased by2
Apr 1, 2022AUM$4,936,331,000$4,930,143,000decreased by$6,188,000
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “FLOWERS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FLOWERS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.