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HELM INVESTMENT MANAGEMENT, LLC
CRD 141773File 801-67176
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$370.8M
Below cohort median (national)
Discretionary AUM
$370.8M
Clients
140
559 accounts
Employees
3
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Oct 6, 2006
- Principal office
- 3017 E 2ND AVE, DENVER, CO, 80206
- Phone
- 303-861-4835
- Website
- https://helminvest.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $370.8M
- Discretionary AUM
- $370.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 559
- Non-discretionary accounts
- 0
- Total accounts
- 559
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 85 | $26.1M |
| Individuals (other than high net worth individuals) | 55 | $344.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.