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ELLINGTON GLOBAL ASSET MANAGEMENT, LLC
CRD 141772File 801-67147
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.18B
Top 10% of cohort (national)
Discretionary AUM
$9.18B
Clients
43
44 accounts
Employees
164
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 5, 2006
- Principal office
- 53 FOREST AVENUE, 3RD FLOOR, OLD GREENWICH, CT, 06870
- Phone
- 203-698-1200
- Website
- HTTP://WWW.ELLINGTON.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.18B
- Discretionary AUM
- $9.18B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 44
- Non-discretionary accounts
- 0
- Total accounts
- 44
- AUM per client
- $213.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 33 | $7.03B |
| Investment companies | 3 | $43.6M |
| Pooled investment vehicles | 7 | $1.78B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 44 | 43 | decreased by1 |
| Apr 1, 2026 | Employees | 160 | 164 | increased by4 |
| Apr 1, 2026 | Clients | 27 | 44 | increased by17 |
| Apr 1, 2026 | AUM | $6,220,513,558 | $9,180,217,764 | increased by$2,959,704,206 |
| Apr 1, 2026 | Accounts | 27 | 44 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 173 | 160 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 9 | 27 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,137,812,033 | $6,220,513,558 | increased by$82,701,525 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 13 | 27 | increased by14 |
| Apr 1, 2022 | Employees | 142 | 173 | increased by31 |
| Apr 1, 2022 | Clients | 10 | 9 | decreased by1 |
| Apr 1, 2022 | AUM | $5,771,233,897 | $6,137,812,033 | increased by$366,578,136 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ELLINGTON GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ELLINGTON GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.