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GRADIENT INVESTMENTS, LLC
CRD 141726File 801-70812
APPROVED
Retail clients
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.84B
Top 10% of cohort (national)
Discretionary AUM
$8.84B
Clients
26,806
79,966 accounts
Employees
41
Top 10% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 1, 2009
- Principal office
- 4105 LEXINGTON AVENUE NORTH, SUITE 250, ARDEN HILLS, MN, 55126
- Phone
- 888-824-3525
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.84B
- Discretionary AUM
- $8.84B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 79,966
- Non-discretionary accounts
- 0
- Total accounts
- 79,966
- AUM per client
- $330K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,994 | $3.37B |
| Pension and profit sharing plans | 3 | $4.5M |
| Individuals (other than high net worth individuals) | 24,809 | $5.46B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Employees | 40 | 41 | increased by1 |
| Aug 23, 2026 | Clients | 26,563 | 26,806 | increased by243 |
| Aug 23, 2026 | AUM | $8,201,136,002 | $8,836,117,690 | increased by$634,981,688 |
| Aug 23, 2026 | Accounts | 77,311 | 79,966 | increased by2,655 |
| Jul 1, 2026 | Employees | 40 | 41 | increased by1 |
| Apr 1, 2026 | Employees | 41 | 40 | decreased by1 |
| Mar 1, 2026 | Employees | 40 | 41 | increased by1 |
| Mar 1, 2026 | Clients | 26,598 | 26,563 | decreased by35 |
| Mar 1, 2026 | AUM | $8,074,573,456 | $8,201,136,002 | increased by$126,562,546 |
| Mar 1, 2026 | Accounts | 76,227 | 77,311 | increased by1,084 |
| Feb 1, 2026 | Employees | 39 | 40 | increased by1 |
| Jan 1, 2026 | Clients | 24,841 | 26,598 | increased by1,757 |
| Jan 1, 2026 | AUM | $7,096,331,987 | $8,074,573,456 | increased by$978,241,469 |
| Jan 1, 2026 | Accounts | 69,105 | 76,227 | increased by7,122 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 24,542 | 24,841 | increased by299 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRADIENT INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRADIENT INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.