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CAPITOL SECURITIES MANAGEMENT, INC.
CRD 14169File 801-41033
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.16B
Top 25% of cohort (national)
Discretionary AUM
$1.84B
Non-discretionary $319.4M
Clients
3,245
3,970 accounts
Employees
170
Top 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 16, 1992
- Principal office
- 4050 INNSLAKE DRIVE, SUITE 250, GLEN ALLEN, VA, 23060
- Phone
- 888-612-1484
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.16B
- Discretionary AUM
- $1.84B
- Non-discretionary AUM
- $319.4M
- Discretionary accounts
- 3,275
- Non-discretionary accounts
- 695
- Total accounts
- 3,970
- AUM per client
- $666K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 32 | $28.5M |
| Charitable organizations | 14 | $8.5M |
| High net worth individuals | 1,287 | $838.6M |
| Pension and profit sharing plans | 18 | $15.1M |
| State or municipal government entities | 4 | $21.4M |
| Individuals (other than high net worth individuals) | 1,890 | $552.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11B1
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 3970 | 3245 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.