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CAPITOL SECURITIES MANAGEMENT, INC.
CRD 14169File 801-41033
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.16B
Top 25% of cohort (national)
Discretionary AUM
$1.84B
Non-discretionary $319.4M
Clients
3,245
3,970 accounts
Employees
170
Top 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 16, 1992
- Principal office
- 4050 INNSLAKE DRIVE, SUITE 250, GLEN ALLEN, VA, 23060
- Phone
- 888-612-1484
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.16B
- Discretionary AUM
- $1.84B
- Non-discretionary AUM
- $319.4M
- Discretionary accounts
- 3,275
- Non-discretionary accounts
- 695
- Total accounts
- 3,970
- AUM per client
- $666K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 32 | $28.5M |
| Charitable organizations | 14 | $8.5M |
| High net worth individuals | 1,287 | $838.6M |
| Pension and profit sharing plans | 18 | $15.1M |
| State or municipal government entities | 4 | $21.4M |
| Individuals (other than high net worth individuals) | 1,890 | $552.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11B1
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 3,970 | 3,245 | decreased by725 |
| Apr 1, 2026 | Clients | 3,745 | 3,970 | increased by225 |
| Apr 1, 2026 | AUM | $1,818,741,357 | $2,162,366,778 | increased by$343,625,421 |
| Apr 1, 2026 | Accounts | 3,745 | 3,970 | increased by225 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 174 | 170 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,966 | 3,745 | increased by779 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,266,169,257 | $1,818,741,357 | increased by$552,572,100 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,966 | 3,745 | increased by779 |
| Apr 1, 2022 | Employees | 185 | 174 | decreased by11 |
| Apr 1, 2022 | Clients | 2,690 | 2,966 | increased by276 |
| Apr 1, 2022 | AUM | $1,094,574,278 | $1,266,169,257 | increased by$171,594,979 |
| Apr 1, 2022 | Accounts | 2,690 | 2,966 | increased by276 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITOL SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITOL SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.