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PINNACLE CAPITAL MANAGEMENT, LLC
CRD 141661File 801-67143
APPROVED
Retail clients
Custody
Filing as of Apr 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$300.5M
Below cohort median (national)
Discretionary AUM
$240.6M
Non-discretionary $59.9M
Clients
492
538 accounts
Employees
7
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 14, 2006
- Principal office
- 5845 WIDEWATERS PARKWAY, SUITE 300, EAST SYRACUSE, NY, 13057
- Phone
- 315-234-9716
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $300.5M
- Discretionary AUM
- $240.6M
- Non-discretionary AUM
- $59.9M
- Discretionary accounts
- 519
- Non-discretionary accounts
- 19
- Total accounts
- 538
- AUM per client
- $611K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.5M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 1 | $31.1M |
| Charitable organizations | 5 | $4.0M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 41 | $65.5M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | Not reported |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 445 | $138.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 511 | 492 | decreased by19 |
| May 1, 2026 | Employees | 6 | 7 | increased by1 |
| May 1, 2026 | Clients | 493 | 511 | increased by18 |
| May 1, 2026 | AUM | $263,549,573 | $300,471,051 | increased by$36,921,478 |
| May 1, 2026 | Accounts | 499 | 538 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 6 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 342 | 493 | increased by151 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $205,637,535 | $263,549,573 | increased by$57,912,038 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 356 | 499 | increased by143 |
| May 1, 2022 | Clients | 314 | 342 | increased by28 |
| May 1, 2022 | AUM | $157,567,414 | $205,637,535 | increased by$48,070,121 |
| May 1, 2022 | Accounts | 321 | 356 | increased by35 |
| May 1, 2021 | Employees | 6 | 3 | decreased by3 |
| May 1, 2021 | Custody | Yes | No |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PINNACLE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PINNACLE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.