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CASTLE WEALTH PLANNING
Legal name: CASTLE WEALTH PLANNING LLC
CRD 141601File 801-88216
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$236.4M
Below cohort median (national)
Discretionary AUM
$203.1M
Non-discretionary $33.3M
Clients
111
355 accounts
Employees
3
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 10, 2015
- Principal office
- 1105 CHAPALA ST., STE. 4, SANTA BARBARA, CA, 93101
- Phone
- 805-962-5630
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $236.4M
- Discretionary AUM
- $203.1M
- Non-discretionary AUM
- $33.3M
- Discretionary accounts
- 337
- Non-discretionary accounts
- 18
- Total accounts
- 355
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3K |
| Charitable organizations | Fewer than 5 | $10.3M |
| High net worth individuals | 54 | $176.3M |
| Pension and profit sharing plans | Fewer than 5 | $26.3M |
| Individuals (other than high net worth individuals) | 57 | $23.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.