← Directory
TOWNSEND FINANCIAL PLANNING
Legal name: TOWNSEND FINANCIAL PLANNING, LLC
CRD 141571File 801-130686
APPROVED
Retail clients
Custody
Filing as of May 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$148.3M
Bottom 25% of cohort (national)
Discretionary AUM
$148.3M
Clients
160
579 accounts
Employees
6
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 17, 2024
- Principal office
- 102 SOUTH MAYSVILLE STREET, SUITE 1, MT. STERLING, KY, 40353
- Phone
- 859-498-2020
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $148.3M
- Discretionary AUM
- $148.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 579
- Non-discretionary accounts
- 0
- Total accounts
- 579
- AUM per client
- $927K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $54K |
| High net worth individuals | 38 | $101.5M |
| Individuals (other than high net worth individuals) | 122 | $46.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — % OF ASSET UNDER ANOTHER TRUST COMPANY'S MANAGEMENT
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2026 | Clients | 154 | 160 | increased by6 |
| Apr 1, 2026 | AUM | $130,490,911 | $148,313,084 | increased by$17,822,173 |
| Apr 1, 2026 | Accounts | 516 | 579 | increased by63 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TOWNSEND FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TOWNSEND FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.