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AXIOM INVESTMENT MANAGEMENT LLC
CRD 141516File 801-67131
APPROVED
Retail clients
Disclosure events
Filing as of Apr 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$236.8M
Below cohort median (national)
Discretionary AUM
$236.8M
Clients
214
214 accounts
Employees
10
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 24, 2006
- Principal office
- 350 FIFTH AVENUE, SUITE 6740, NEW YORK, NY, 10118
- Phone
- 212-521-3800
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $236.8M
- Discretionary AUM
- $236.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 214
- Non-discretionary accounts
- 0
- Total accounts
- 214
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $54.3M |
| Charitable organizations | Fewer than 5 | $818K |
| High net worth individuals | 201 | $176.9M |
| Pension and profit sharing plans | Fewer than 5 | $4.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.