PEAK CAPITAL MANAGEMENT, LLC

CRD 141488File 801-69009

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$165.2M

Bottom 25% of cohort (national)

Discretionary AUM

$96.6M

Non-discretionary $68.6M

Clients

110

289 accounts

Employees

Bottom 25% of cohort in CO

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Apr 9, 2008
Principal office: 9250 EAST COSTILLA AVENUE, SUITE 110, GREENWOOD VILLAGE, CO, 80112
Phone: 720 361-4016
Website: https://twitter.com/PeakCapital

Assets & accounts

ADV Item 5F

Total regulatory AUM: $165.2M
Discretionary AUM: $96.6M
Non-discretionary AUM: $68.6M
Discretionary accounts: 274
Non-discretionary accounts: 15
Total accounts: 289
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$7.7M
High net worth individuals	30	$127.0M
Pension and profit sharing plans	2	$3.6M
Individuals (other than high net worth individuals)	73	$26.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11D4

Filed changes

Date	Field	From	To
Aug 17, 2026	Custody	false	true
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.