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PEAK CAPITAL MANAGEMENT, LLC
CRD 141488File 801-69009
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$165.2M
Bottom 25% of cohort (national)
Discretionary AUM
$96.6M
Non-discretionary $68.6M
Clients
110
289 accounts
Employees
5
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 9, 2008
- Principal office
- 9250 EAST COSTILLA AVENUE, SUITE 110, GREENWOOD VILLAGE, CO, 80112
- Phone
- 720 361-4016
- Website
- HTTP://WWW.PCMSTRATEGIES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $165.2M
- Discretionary AUM
- $96.6M
- Non-discretionary AUM
- $68.6M
- Discretionary accounts
- 274
- Non-discretionary accounts
- 15
- Total accounts
- 289
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $7.7M |
| High net worth individuals | 30 | $127.0M |
| Pension and profit sharing plans | 2 | $3.6M |
| Individuals (other than high net worth individuals) | 73 | $26.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 118 | 110 | decreased by8 |
| Apr 1, 2026 | AUM | $148,494,660 | $165,213,827 | increased by$16,719,167 |
| Apr 1, 2026 | Accounts | 310 | 289 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 189 | 118 | decreased by71 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $188,397,636 | $148,494,660 | decreased by$39,902,976 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 504 | 310 | decreased by194 |
| Apr 1, 2022 | Clients | 256 | 189 | decreased by67 |
| Apr 1, 2022 | AUM | $192,547,641 | $188,397,636 | decreased by$4,150,005 |
| Apr 1, 2022 | Accounts | 604 | 504 | decreased by100 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEAK CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEAK CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.