← Directory
SYCAMORE FINANCIAL GROUP
Legal name: SYCAMORE FINANCIAL GROUP, INC.
CRD 14143File 801-62788
APPROVED
Retail clients
Disclosure events
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$787.4M
Above cohort median (national)
Discretionary AUM
$732.4M
Non-discretionary $55.0M
Clients
1,146
2,200 accounts
Employees
4
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 27, 2004
- Principal office
- 2713 ROCKFORD LANE, KOKOMO, IN, 46902
- Phone
- 765-455-1554
- Website
- HTTP://WWW.SYCAMOREWEB.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $787.4M
- Discretionary AUM
- $732.4M
- Non-discretionary AUM
- $55.0M
- Discretionary accounts
- 1,917
- Non-discretionary accounts
- 283
- Total accounts
- 2,200
- AUM per client
- $687K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 10 | $15.0M |
| High net worth individuals | 186 | $573.3M |
| Individuals (other than high net worth individuals) | 950 | $199.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 912 | 1,146 | increased by234 |
| Apr 1, 2026 | AUM | $681,079,389 | $787,411,448 | increased by$106,332,059 |
| Apr 1, 2026 | Accounts | 1,937 | 2,200 | increased by263 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,203 | 912 | decreased by291 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $582,414,332 | $681,079,389 | increased by$98,665,057 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,203 | 1,937 | increased by734 |
| Apr 1, 2022 | Clients | 943 | 1,203 | increased by260 |
| Apr 1, 2022 | AUM | $536,244,000 | $582,414,332 | increased by$46,170,332 |
| Apr 1, 2022 | Accounts | 1,828 | 1,203 | decreased by625 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SYCAMORE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SYCAMORE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.