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BROOKSTONE CAPITAL MANAGEMENT LLC
CRD 141413File 801-68010
APPROVED
Retail clients
Disclosure events
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$12.75B
Top 10% of cohort (national)
Discretionary AUM
$12.75B
Clients
54,845
81,900 accounts
Employees
405
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 20, 2007
- Principal office
- 1745 S. NAPERVILLE ROAD, SUITE 200, WHEATON, IL, 60189
- Phone
- 630-653-1400
- Website
- HTTP://WWW.BROOKSTONECM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.75B
- Discretionary AUM
- $12.75B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 81,900
- Non-discretionary accounts
- 0
- Total accounts
- 81,900
- AUM per client
- $232K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 35 | $87.5M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 4,860 | $1.65B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | Fewer than 5 | Not reported |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 49,950 | $11.02B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 395 | 405 | increased by10 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 54,545 | 54,845 | increased by300 |
| Apr 1, 2026 | AUM | $10,409,137,908 | $12,750,129,748 | increased by$2,340,991,840 |
| Apr 1, 2026 | Accounts | 73,650 | 81,900 | increased by8,250 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 360 | 395 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 30,050 | 54,545 | increased by24,495 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $8,400,000,000 | $10,409,137,908 | increased by$2,009,137,908 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 56,000 | 73,650 | increased by17,650 |
| Apr 1, 2022 | Employees | 350 | 360 | increased by10 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 19,050 | 30,050 | increased by11,000 |
| Apr 1, 2022 | AUM | $3,548,000,000 | $8,400,000,000 | increased by$4,852,000,000 |
| Apr 1, 2022 | Accounts | 37,000 | 56,000 | increased by19,000 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BROOKSTONE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BROOKSTONE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.