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MASON & ASSOCIATES, INC.
CRD 141303File 801-67068
APPROVED
Retail clients
Filing as of Jan 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$828.7M
Above cohort median (national)
Discretionary AUM
$707.7M
Non-discretionary $121.1M
Clients
698
2,143 accounts
Employees
8
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 3, 2006
- Principal office
- 7474 NORTH FIGUEROA STREET, SUITE 100, LOS ANGELES, CA, 90041
- Phone
- 323-254-3072
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $828.7M
- Discretionary AUM
- $707.7M
- Non-discretionary AUM
- $121.1M
- Discretionary accounts
- 1,989
- Non-discretionary accounts
- 154
- Total accounts
- 2,143
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $26.8M |
| Charitable organizations | 10 | $26.9M |
| High net worth individuals | 214 | $567.4M |
| Pension and profit sharing plans | 44 | $80.5M |
| Individuals (other than high net worth individuals) | 423 | $127.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.