HAYES ASSET MANAGEMENT, LLC

CRD 141220File 801-67003

APPROVED

Retail clients

Filing as of Mar 26, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$116.6M

Bottom 25% of cohort (national)

Discretionary AUM

$92.2M

Non-discretionary $24.4M

Clients

112

286 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jul 19, 2006
Principal office: 400 ANDREWS STREET, SUITE 600, ROCHESTER, NY, 14604
Phone: 585-730-6951
Website: HTTPS://WWW.HAYESASSETMGT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $116.6M
Discretionary AUM: $92.2M
Non-discretionary AUM: $24.4M
Discretionary accounts: 270
Non-discretionary accounts: 16
Total accounts: 286
AUM per client: $1.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$138K
High net worth individuals	29	$97.6M
Individuals (other than high net worth individuals)	83	$18.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	115	112	decreased by3
Apr 1, 2026	AUM	$117,122,008	$116,630,863	decreased by$491,145
Apr 1, 2026	Accounts	310	286	decreased by24
Dec 1, 2025 vs May 1, 2025	Clients	116	115	decreased by1
May 1, 2025 vs Oct 1, 2022	Clients	124	116	decreased by8
May 1, 2025 vs Oct 1, 2022	AUM	$127,498,195	$117,122,008	decreased by$10,376,187
May 1, 2025 vs Oct 1, 2022	Accounts	314	310	decreased by4
Apr 1, 2022	Employees	3	4	increased by1
Apr 1, 2022	Clients	121	124	increased by3
Apr 1, 2022	AUM	$107,681,000	$127,498,195	increased by$19,817,195
Apr 1, 2022	Accounts	121	314	increased by193
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “HAYES ASSET” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HAYES ASSET” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.