SECURE INVESTMENT MANAGEMENT, LLC

CRD 141195File 801-80752

APPROVED

Retail clients

Disclosure events

Filing as of Aug 14, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$42.9M

Bottom 25% of cohort (national)

Discretionary AUM

$42.9M

Clients

942

942 accounts

Employees

Bottom 25% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jan 8, 2015
Principal office: 3067 W. INA ROAD, #125, TUCSON, AZ, 85741
Phone: 520-333-4719
Website: HTTP://WWW.SECUREINVESTMENTMANAGEMENT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $42.9M
Discretionary AUM: $42.9M
Non-discretionary AUM: $0
Discretionary accounts: 942
Non-discretionary accounts: 0
Total accounts: 942
AUM per client: $46K

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	Fewer than 5	$5.5M
Individuals (other than high net worth individuals)	938	$37.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D2

Filed changes

Date	Field	From	To	Change
May 1, 2026	Employees	12	31	increased by19
May 1, 2026	Clients	825	942	increased by117
May 1, 2026	AUM	$38,291,887	$42,909,330	increased by$4,617,443
May 1, 2026	Accounts	825	942	increased by117
May 1, 2025 vs Oct 1, 2022	Clients	498	825	increased by327
May 1, 2025 vs Oct 1, 2022	AUM	$36,717,410	$38,291,887	increased by$1,574,477
May 1, 2025 vs Oct 1, 2022	Accounts	659	825	increased by166
Apr 1, 2022	Employees	23	12	decreased by11
Apr 1, 2022	Custody	Yes	No
Apr 1, 2022	Clients	974	498	decreased by476
Apr 1, 2022	AUM	$54,839,396	$36,717,410	decreased by$18,121,986
Apr 1, 2022	Accounts	974	659	decreased by315
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SECURE INVESTMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SECURE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.