PUBLIC SAFETY FINANCIAL/GALLOWAY

Legal name: GALLOWAY ASSET MANAGEMENT LLC

CRD 141091File 801-68901

APPROVED

Retail clients

Filing as of Jun 26, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$17.9M

Bottom 25% of cohort (national)

Discretionary AUM

$17.9M

Clients

76 accounts

Employees

Bottom 25% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Mar 20, 2008
Principal office: 1138 N ALMA SCHOOL RD, SUITE 201, MESA, AZ, 85201
Phone: 480-325-8668
Website: HTTP://WWW.GALLOWAY911.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $17.9M
Discretionary AUM: $17.9M
Non-discretionary AUM: $0
Discretionary accounts: 76
Non-discretionary accounts: 0
Total accounts: 76
AUM per client: $242K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Individuals (other than high net worth individuals)	74	$17.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — PROVIDING EDUCATIONAL SEMINARS AND FINANCIAL/BENEFIT CONSULTING
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	32	31	decreased by1
Apr 1, 2026	Custody	Yes	No
Apr 1, 2026	Clients	2,880	74	decreased by2,806
Apr 1, 2026	AUM	$942,235,740	$17,881,765	decreased by$924,353,975
Apr 1, 2026	Accounts	4,184	76	decreased by4,108
Mar 1, 2026	Employees	36	32	decreased by4
Dec 1, 2025 vs May 1, 2025	Employees	40	36	decreased by4
May 1, 2025 vs Oct 1, 2022	Employees	34	40	increased by6
May 1, 2025 vs Oct 1, 2022	Clients	2,614	2,880	increased by266
May 1, 2025 vs Oct 1, 2022	AUM	$695,861,962	$942,235,740	increased by$246,373,778
May 1, 2025 vs Oct 1, 2022	Accounts	3,308	4,184	increased by876
Apr 1, 2022	Employees	32	34	increased by2
Apr 1, 2022	Clients	2,855	2,614	decreased by241
Apr 1, 2022	AUM	$545,968,838	$695,861,962	increased by$149,893,124
Apr 1, 2022	Accounts	2,849	3,308	increased by459

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PUBLIC SAFETY” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PUBLIC SAFETY” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.