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BARTON INVESTMENT MANAGEMENT, LLC
CRD 141084File 801-66964
APPROVED
Retail clients
Custody
Filing as of Feb 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$984.7M
Above cohort median (national)
Discretionary AUM
$984.7M
Non-discretionary $58K
Clients
93
263 accounts
Employees
7
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jun 29, 2006
- Principal office
- ONE TOWER BRIDGE, 100 FRONT STREET, SUITE 980, W. CONSHOHOCKEN, PA, 19428
- Phone
- 610-226-4040
- Website
- HTTP://WWW.BARTONIM.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $984.7M
- Discretionary AUM
- $984.7M
- Non-discretionary AUM
- $58K
- Discretionary accounts
- 261
- Non-discretionary accounts
- 2
- Total accounts
- 263
- AUM per client
- $10.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73 | $967.6M |
| Individuals (other than high net worth individuals) | 20 | $9.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PORTFOLIO MONITORING FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 94 | 93 | decreased by1 |
| Mar 1, 2026 | Clients | 96 | 94 | decreased by2 |
| Mar 1, 2026 | AUM | $1,000,880,229 | $984,712,343 | decreased by$16,167,886 |
| Mar 1, 2026 | Accounts | 273 | 263 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 7 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 103 | 96 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,201,190,757 | $1,000,880,229 | decreased by$200,310,528 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 302 | 273 | decreased by29 |
| Feb 1, 2022 | Clients | 95 | 103 | increased by8 |
| Feb 1, 2022 | AUM | $1,214,067,647 | $1,201,190,757 | decreased by$12,876,890 |
| Feb 1, 2022 | Accounts | 263 | 302 | increased by39 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BARTON INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BARTON INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.