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SWBC INVESTMENT COMPANY
CRD 140994File 801-68054
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$256.0M
Below cohort median (national)
Discretionary AUM
$197.5M
Non-discretionary $58.5M
Clients
478
494 accounts
Employees
33
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 25, 2007
- Principal office
- 9311 SAN PEDRO AVENUE, SUITE 600, SAN ANTONIO, TX, 78216-4459
- Phone
- 210-376-3279
- Website
- HTTPS://WWW.SWBC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $256.0M
- Discretionary AUM
- $197.5M
- Non-discretionary AUM
- $58.5M
- Discretionary accounts
- 470
- Non-discretionary accounts
- 24
- Total accounts
- 494
- AUM per client
- $535K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 79 | $178.1M |
| Pooled investment vehicles | 8 | $6.2M |
| Individuals (other than high net worth individuals) | 391 | $19.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — ADVISOR TO ERISA PLANS AS 3(21) FIDUCIARY
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 494 | 478 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.