GUINNESS GLOBAL INVESTORS

Legal name: GUINNESS ASSET MANAGEMENT LIMITED

CRD 140891File 801-135148

APPROVED

Filing as of Dec 14, 2025

Feed vintage Aug 17, 2026

Regulatory AUM

$11.43B

Top 10% of cohort (national)

Discretionary AUM

$11.43B

Clients

38 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: HQ
Registration date: Jan 13, 2026
Principal office: 18 SMITH SQUARE, LONDON, SW1P 3HZ
Phone: +44 20 7222 5703
Website: https://www.guinnessgi.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $11.43B
Discretionary AUM: $11.43B
Non-discretionary AUM: $0
Discretionary accounts: 38
Non-discretionary accounts: 0
Total accounts: 38
AUM per client: $300.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	9	$336.6M
Pooled investment vehicles	29	$11.09B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.