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CASTLETON PARTNERS, LLC
CRD 140873File 801-66975
APPROVED
Retail clients
Custody
Filing as of Apr 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$142.4M
Bottom 25% of cohort (national)
Discretionary AUM
$89.2M
Non-discretionary $53.2M
Clients
16
24 accounts
Employees
1
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 14, 2006
- Principal office
- Not reported
- Phone
- 212-832-9700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $142.4M
- Discretionary AUM
- $89.2M
- Non-discretionary AUM
- $53.2M
- Discretionary accounts
- 23
- Non-discretionary accounts
- 1
- Total accounts
- 24
- AUM per client
- $8.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $93K |
| Charitable organizations | Fewer than 5 | $53.2M |
| High net worth individuals | 10 | $88.6M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $580K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 18 | 16 | decreased by2 |
| Mar 1, 2026 | AUM | $139,341,118 | $142,411,975 | increased by$3,070,857 |
| Mar 1, 2026 | Accounts | 26 | 24 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 1 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 24 | 18 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $144,682,807 | $139,341,118 | decreased by$5,341,689 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 31 | 26 | decreased by5 |
| Apr 1, 2022 | Employees | 4 | 3 | decreased by1 |
| Apr 1, 2022 | Clients | 31 | 24 | decreased by7 |
| Apr 1, 2022 | AUM | $150,294,946 | $144,682,807 | decreased by$5,612,139 |
| Apr 1, 2022 | Accounts | 42 | 31 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CASTLETON PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CASTLETON PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.