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KOVACK ADVISORS, INC.
CRD 140808File 801-63048
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.28B
Top 25% of cohort (national)
Discretionary AUM
$5.12B
Non-discretionary $1.16B
Clients
13,293
20,493 accounts
Employees
320
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 21, 2004
- Principal office
- 6451 N. FEDERAL HWY, SUITE 1201, FT. LAUDERDALE, FL, 33308
- Phone
- 954-782-4771
- Website
- https://kovackadvisors.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.28B
- Discretionary AUM
- $5.12B
- Non-discretionary AUM
- $1.16B
- Discretionary accounts
- 17,111
- Non-discretionary accounts
- 3,382
- Total accounts
- 20,493
- AUM per client
- $472K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 200 | $490.4M |
| High net worth individuals | 1,590 | $2.78B |
| Banking or thrift institutions | 1 | $757K |
| Pension and profit sharing plans | 181 | $0 |
| State or municipal government entities | 5 | $198.6M |
| Individuals (other than high net worth individuals) | 11,316 | $2.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SHARE IN THIRD PARTY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.